James Caldwell, AAMS®

VP - Financial Advisor

  • Accredited Asset Management Specialist™

  • Series 7, 63, and 66 licenses

  • Life, Health, and Variable Annuity licenses

  • BSBA Finance – University of Central Florida

  • Registered to conduct Securities Business in the following states: FL, GA, MS, NC, NY, OH, OK, SC, TN, WY

James Caldwell, AAMS®. VP - Financial Advisor

About James Caldwell, AAMS®


James has over 9 years of experience in the financial and wealth management industry. With multiple areas of knowledge, he provides wealth management and financial planning services for his clients. James will coordinate with your CPA and attorney to ensure everyone is working together to help you and your family create a plan for achieving financial freedom.


James was born and raised in Central Florida. After playing football for Western Kentucky University, James finished his college career at the University of Central Florida, earning a degree in finance. James is active in the community and volunteers his time to Habitat for Humanity and mentoring student-athletes. He enjoys boating with his family or visiting local theme parks in his spare time.

Make an Appointment

During this appointment, we will understand your wealth management needs. We will answer your general questions and provide the next steps that best fit your situation. We will determine whether a face-to-face appointment with one of our FAIRWINDS Financial Advisors available through CUSO Financial Services, L.P.* is appropriate. A meeting may be scheduled at a date and time most convenient for you.