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James Caldwell, AAMS®

James Caldwell, AAMS®

Financial Advisor

CUSO Financial Services, L.P.

James Caldwell, AAMS®

My goal is to not only listen and understand the unique financial situation of each member, but also have informative conversations to help them negotiate between the life they want to live now, and the life and (WEALTH) they would like to build for their future.

My role is to guide them towards a customized and detailed plan to live a life of financial freedom. Seeing my clients fulfilling their dreams and living the life they’ve created is what drives me.

I think of my clients as family and I want them to feel that trust and support from me as their financial advisor.

James Caldwell, AAMS®
Schedule a call with James Caldwell, AAMS®
  • Accredited Asset Management Specialist™
  • Series 7, 63, and 66 licenses
  • Life, Health, and Variable Annuity licenses
  • BSBA Finance – University of Central Florida
  • Registered to conduct Securities Business in the following states: FL, GA, MS, NC, NY, OH, OK, SC, TN, WY
Check the background of this investment professional on FINRA’s BrokerCheck

Experience

James has over 9 years of experience in the financial and wealth management industry. With multiple areas of knowledge, he provides a high level of wealth management and financial planning services for his clients. James will coordinate with your CPA and attorney to ensure everyone is working together to help you and your family create a plan for achieving financial freedom.

Commitment

James was born and raised in Central Florida. After playing football for Western Kentucky University, James finished his college career at the University of Central Florida earning a degree in finance. James is active in the community and volunteers his time to Habitat for Humanity and mentoring student athletes. In his spare time, he enjoys boating with his family or visiting local theme parks.

How can I help?

We will contact you by the end of the following business day to discuss your needs.

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I consent to be contacted at the Home and/or Mobile number listed above regarding my FAIRWINDS request. I represent and agree that I am the wireless subscriber or customary user with respect to the mobile telephone number(s) provided and have the authority to give this consent.

Our Team

Tom Howell

James J. Eiker

Andrew Broughman

Kevin Masih

Felix Bartolomei

James Caldwell

Jeremy Cooley

Brittany Donovan

Tony Capitano

*Non-deposit investment products and services are offered through CUSO Financial Services, L.P. (“CFS”), a registered broker-dealer (Member FINRA / SIPC) and SEC Registered Investment Advisor. Products offered through CFS: are not NCUA/NCUSIF or otherwise federally insured, are not guarantees or obligations of the credit union, and may involve investment risk including possible loss of principal. Investment Representatives are registered through CFS. The Credit Union has contracted with CFS to make non-deposit investment products and services available to credit union members.

Financial Advisors are registered to conduct securities business and licensed to conduct insurance business in limited states. Response to, or contact with, residents of other states will be made only upon compliance with applicable licensing and registration requirements. The information in this website is for U.S. residents only and does not constitute an offer to sell, or a solicitation of an offer to purchase brokerage services to persons outside of the United States.

CFS representatives do not provide tax or legal guidance. For such guidance please consult with a qualified professional. Information shown is for general illustration purposes and does not predict or depict the performance of any investment or strategy. Past performance does not guarantee future results.

You may be referred to CUSO Financial Services, LP ("CFS"), the brokerage firm and Registered Investment Adviser that provides non-deposit investment products and services through financial professionals who are registered with CFS. Please note that FAIRWINDS Credit Union (FAIRWINDS) and CFS have entered into an agreement whereby FAIRWINDS may refer members as potential investment clients to our financial professionals registered with CFS. Below is some important information for you to understand about this endorsement.

  1. The Credit Union is not a current investment client of CFS.
  2. The financial professionals are employees of FAIRWINDS, licensed and registered through CFS to offer and sell investment advisory services and products. In return for management and maintenance of the financial professionals and program, FAIRWINDS receives compensation from CFS.
    1. The compensation FAIRWINDS will receive is made up of a percentage (net of expenses and overhead) that investment clients pay for entering a financial advisory relationship through a financial professional registered with CFS. The Credit Union will continue to receive compensation for as long as the investment advisory relationship is sustained.
    2. You do not pay a higher investment advisory fee or financial planning fee because of the fee paid to the Credit Union.
  3. Because you are being referred from the credit union, we want to make you aware of the potential financial benefit to the credit union should an investment advisory account or service be established. This constitutes a conflict of interest as defined by the Securities and Exchange Commission.

The Credit Union is not authorized to provide investment advice on behalf of CFS. For important information related to our fees and services please review the CFS Form ADV Part 2A or visit adviserinfo.sec.gov/firm/summary/42132.